The Federal Deposit Insurance Corporation (FDIC) is seeking comment on a proposal to retire certain Financial Institution Letters (FILs) to an inactive status. The proposal is part of a continuing effort to reduce regulatory burden, and would target 374 of the 664 risk management supervision-related FILs issued between 1995 through 2017. The FDIC will be accepting comments on the proposal for 30 days.
Statement of Applicability to Institutions with Total Assets under $1 Billion: This Financial Institution Letter applies to all FDIC-supervised financial institutions.
Financial Institution Letters
FIL-46-2018
September 10, 2018
FDIC Seeks Comment on Proposed Retirement of Certain Financial Institution Letters
The following is a comprehensive list of the 374 risk management supervision- related FILs that are proposed to be retired to an inactive status, organized by topic.
Accounting, Auditing, and Securities Disclosure
FIL-9-99: Federal Income Taxes
FIL-57-2000: Securitization and Participations
FIL-131-2002: Interagency Advisory on the Accounting Treatment of Accrued Interest Receivables Related to Credit Card Securitizations
FIL-66-2003: Rules of Practice for the Removal, Suspension, and Debarment of Accountants and Accounting Firms
FIL-60-2003: Federal Banking Agencies Announce New Interagency Electronic Filing System for Beneficial Ownership Reports
FIL-41-2004: Mandatory Electronic Filing of Beneficial Ownership Reports by Insiders of FDIC-Supervised Registered Banks
FIL-108-2006: Elimination of Annual Report of Indebtedness of Executive Officers and Principal Shareholders to Correspondent Banks
FIL-5-2008: Annual Audit and Reporting Requirements: Internal Control Attestation Standards for Independent Auditors
FIL-3-2010: Final Rule Amending the Risk-Based Capital Rules to Reflect the Issuance of FAS 166 and FAS 167
FIL-18-2013: Banker Teleconference on FASB Proposal to Change the Accounting for Credit Losses
Applications, Notices, and Filings
FIL-18-97: Notification of Officer and Director Appointments
FIL-125-98: Section 19 Applications/FDIC Board Approves Statement of Policy on Section 19 of the Federal Deposit Insurance Act
FIL-63-99: Merger Applications
FIL-65-99: Branch Closings
FIL-109-2001: Merger Applications
FIL-82-2002: Amended Statement of Policy on Bank Merger Act Transactions – “Anti-Money Laundering Record”
FIL-146-2002: Final Rule Governing Filing Procedures and Delegations of Authority, and Revised Policy Statements on Merger Transactions and Applications for Deposit Insurance (Part 303 of the FDIC’s Rules and Regulations)
FIL-13-2003: FDIC Adopts Final Rule on Federal Deposit Insurance Eligibility for State Banks Chartered as Limited Liability Companies (Part 303 of FDIC’s Rules and Regulations)
FIL-67-2003: Filing Procedures
FIL-58-2004: Uniform Bank Performance Report (UPBR) Availability and Changes
FIL-40-2009: FFIEC Statement on Regulatory Conversions
FIL-50-2009: Enhanced Supervisory Procedures for Newly Insured FDIC-Supervised Depository Institutions
FIL-10-2010: Uniform Bank Performance Report
FIL-57-2011: Clarifications to the FDIC’s Statement of Policy for Section 19 of the FDI Act
FIL-50-2012: Interagency Statement on Section 612 of the Dodd-Frank Act, Restrictions on Conversions of Troubled Banks
FIL-60-2015 Final Rule Amending the Filing Requirements and Processing Procedures for Changes in Control
FIL-3-2017: Community Banking Conference 2016 Highlights
Applied Technology
FIL-86-97: Federal and State Regulatory Agencies Adopt Common Data Elements for Automated Loan Review
FIL-93-2003: The FDIC Announces the Availability of FDICconnect
FIL-53-2004: FDIC Encourages Institutions to Register for FDICconnect
FIL-78-2006: Safeguarding Examination Information: Updated Procedures Issued for FDIC Examination Staff
Bank Secrecy Act/Anti-Money Laundering/Anti-Terrorist Financing
FIL-30-95: Payable Through Accounts
FIL-120-98: Bank Secrecy Act Compliance / New Currency Transaction Reporting Exemption Rule
FIL-141-98: Form for Designation of Exempt Person (Form TD 90-22.53)
FIL-87-2001: Special Alert/Suspicious Activity Reporting/Financial Institutions Hotline Relating to Terrorist Activity
FIL-16-2002: Special Alert/Liborbank
FIL-59-2002: Guidance for Financial Institutions in Detecting Terrorist Financing
FIL-136-2002: Final Rule Implementing Sections of the USA PATRIOT Act That Address Correspondent Accounts for Foreign Shell Banks
FIL-42-2003: Final Rule on Customer Identification Program
FIL-28-2004: New Currency Transaction Report
FIL-60-2004: Commercial Bank of Syria – “Primary Money Laundering Concern”
FIL-97-2004: FinCEN Issues Bulletin on Sanction 314(a) Information Request Process
FIL-102-2004: Infobank, Minsk, Belarus-Subject of Primary Money Laundering Concern
FIL-37-2005: Web-Based Process Required by USA PATRIOT Act
FIL-57-2005: FinCEN’s Secure Information Sharing System: Point of Contact Changes with June Call Report
FIL-91-2005: Hurricane Katrina: Frequently Asked Questions Regarding the Bank Secrecy Act
FIL-96-2005: Bank Secrecy Act: Banco Delta Asia SARL – Subject of Primary Money Laundering Concern
FIL-128-2005: USA PATRIOT Act: Final Regulation Implementing Section 312 of USA PATRIOT Act
FIL-8-2006: Bank Secrecy Act: US Money Laundering Threat Assessment
FIL-15-2006: Hurricane-Related Benefit Fraud: Guidance to Financial Institutions on Benefit Fraud Related to Recent Hurricanes
FIL-20-2006: Bank Secrecy Act: Registration and De-registration of Money Service Businesses
FIL-26-2006: Bank Secrecy Act: Suspicious Activity Report Form
FIL-28-2006: Bank Secrecy Act: Commercial Bank of Syria – Designation of Primary Money Laundering Concern
FIL-35-2006: USA PATRIOT Act: Extension of Applicability Dates for Implementing International Correspondent Banking Provisions and Private Banking Provisions of Section 312
FIL-37-2006: Bank Secrecy Act: Access to Banking Services by Money Service Businesses
FIL-40-2006: Bank Secrecy Act: Increasing Trend of Smuggling Currency from the US into Mexico
FIL-41-2006: Bank Secrecy Act: Guidance on Provision of Financial Services to Belarusian Senior Regime Elements Engaged in Illicit Activities
FIL-56-2006: Bank Secrecy Act: The SAR Activity Review By the Numbers, May 2006
FIL-67-2006: Bank Secrecy Act: Multibanka, Riga, Latvia – Withdrawal of Designation of Primary Money Laundering Concern
FIL-30-2007: Bank Secrecy Act: Banco Delta Asia SARL – Designation of Primary Money Laundering Concern
FIL-37-2007: Bank Secrecy Act: Wolfsberg Group, Clearing House Joint Statement on Payment Message Standards
FIL-41-2007: Bank Secrecy Act: 2007 National Money Laundering Strategy
FIL-49-2007: Bank Secrecy Act: Delayed Implementation of Revised Suspicious Activity Report by Depository Institutions Form
FIL-54-2007: Bank Secrecy Act: Suspicious Activity Report Supporting Documentation
FIL-55-2007: Bank Secrecy Act: Requests By Law Enforcement to Keep Accounts Open
FIL-73-2007: Bank Secrecy Act: Revised Bank Secrecy Act/anti-money Laundering Examination Manual
FIL-113-2007: USA Patriot Act: Final Regulation Implementing Section 312 – Special Due Diligence Programs for Certain Foreign Accounts
FIL-32-2008: Bank Secrecy Act: The SAR Activity Review by the Numbers, January 2008 Issue
FIL-38-2008: Bank Secrecy Act: Provision for Independent Testing for BSA/AML Compliance
FIL-39-2008: Bank Secrecy Act: Bank Secrecy Act/Anti-Money Laundering Teleconference
FIL-55-2008: The SAR Activity Review by the Numbers, May 2008 Issue
FIL-63-2008: Bank Secrecy Act: Suspicious Activity Reporting on Proceeds of Foreign Corruption
FIL-76-2008: Bank Secrecy Act: Intended Retirement of the BSA Magnetic Media Filing Program
FIL-138-2008: Bank Secrecy Act: The SAR Activity Review – Trends, Tips & Issues, October 2008 Edition
FIL-3-2009: Bank Secrecy Act: The SAR Activity Review by the Numbers, November 2008 Issue
FIL-17-2010: Bank Secrecy Act: Revised Bank Secrecy Act/Anti-Money Laundering Examination Manual
FIL-12-2011: Bank Secrecy Act: Spanish Translation of the 2010 Bank Secrecy Act/Anti-Money Laundering Examination Manual
FIL-15-2011: Bank Secrecy Act: Reorganization of FinCEN’s Bank Secrecy Act Regulations
FIL-60-2014: Bank Secrecy Act: Revised Bank Secrecy Act/Anti-Money Laundering Examination Manual
FIL-47-2015: Bank Secrecy Act: Spanish Translation of the 2014 Bank Secrecy Act/Anti-Money Laundering Examination Manual
Call Reports
FIL-3-2014: Revisions to the Consolidated Reports of Condition and Income and the FFIEC 101 Report
FIL-4-2014: Revisions to Regulatory Reports
FIL-14-2014: Consolidated Reports of Condition and Income for First Quarter 2014
FIL-15-2014: Consolidated Reports of Condition and Income
FIL-36-2014: Consolidated Reports of Condition and Income for Second Quarter 2014
FIL38-2014: Consolidated Reports of Condition and Income
FIL-50-2014: Consolidated Reports of Condition and Income for Third Quarter 2014
FIL-51-2014: Consolidated Reports of Condition and Income
FIL-1-2015: Consolidated Reports of Condition and Income for Fourth Quarter 2014
FIL-3-2015: Consolidated Reports of Condition and Income
FIL-14-2015: Consolidated Reports of Condition and Income for First Quarter 2015
FIL-15-2015: Consolidated Reports of Condition and Income
FIL-30-2015: Consolidated Reports of Condition and Income for Second Quarter 2015
FIL-31-2015: Consolidated Reports of Condition and Income
FIL-39-2015: Proposed Revisions of the Consolidated Reports of Condition and Income (Call Report)
FIL-40-2015: Consolidated Reports of Condition and Income
FIL-42-2015: Consolidated Reports of Condition and Income for Third Quarter 2015
FIL-44-2015: Consolidated Reports of Condition and Income
FIL-57-2015: Proposed Revisions to the Consolidated Reports of Condition and Income and Banker Teleconference
FIL-58-2015: Proposed Revisions to the Consolidated Reports of Condition and Income and Banker Teleconference Scheduled for December 8
FIL-2-2016: Consolidated Reports of Condition and Income for Fourth Quarter 2015
FIL-3-2016: Consolidated Reports of Condition and Income
FIL-22-2016: Consolidated Reports of Condition and Income for First Quarter 2016
FIL-25-2016: Consolidated Reports of Condition and Income
FIL-44-2016: Revisions to the Consolidated Reports of Condition and Income (Call Report)
FIL-45-2016: Consolidated Reports of Condition and Income
FIL-47-2016: Consolidated Reports of Condition and Income for Second Quarter 2016
FIL-48-2016: Consolidated Reports of Condition and Income
FIL-53-2016: Propose New Consolidated Reports of Condition and Income (Call Report) for Eligible Small Institutions and Other Proposed Call Report Revisions
FIL-55-2016: Proposed New Consolidated Reports of Condition and Income for Small Institutions
FIL-61-2016: Consolidated Reports of Condition and Income for Third Quarter 2016
FIL-63-2016: Consolidated Reports of Condition and Income
FIL-79-2016: New Accounting Standard on Credit Losses: Frequently Asked Questions
FIL-1-2017: New Consolidated Reports of Condition and Income (Call Report) for Small Institutions
FIL-4-2017: Consolidated Reports of Condition and Income for Fourth Quarter 2016
FIL-5-2017: Consolidated Reports of Condition and Income
FIL-11-2017: Banker Webinar on Revisions to the Consolidated Reports of Condition and Income (Call Report)
Capital Markets
FIL-84-96: Market Risk
FIL-23-97: Sales Practices for Government Securities
FIL-42-99: Market Risk
FIL-99-2001: Capital Standards
FIL-48-2002: Capital Standards/Interagency Advisory on the Regulatory
Capital Treatment of Accrued Interest Receivable Related to Credit Card Securitizations
FIL-52-2002: Capital Standards/Interagency Guidance on Implicit Recourse in Asset Securitizations
FIL-54-2002: Capital Standards/Interagency Questions and Answers on the Capital Treatment of Recourse, Direct Credit Substitutes, and Residual Interests in Asset Securitizations
FIL-74-2003: Capital Standards/Federal Banking and Thrift Regulatory Agencies Issue Rulemakings Advancing Risk-Sensitive Capital Requirements for Sponsors of Asset-Backed Commercial Paper Programs Affected by “Financial Accounting Standards Board Interpretation No. 46, Consolidation of Variable Interest Entities,” and Issuers of Consumer Securitizations With Early Amortization Provisions
FIL-46-2004: Extension of Interim Final Rule Applicable to Sponsors of Asset-Backed Commercial Paper (ABCP) Programs Affected by “Financial Accounting Standards Board Interpretation No. 46, Consolidation of Variable Interest Entities”
FIL-87-2004: Agencies Issue Final Rule on Capital Requirements for Asset-Backed Commercial Paper Programs
FIL-74-2005: Capital Standards: Supervisory Guidance on the Eligibility of Asset-Backed Commercial Paper Liquidity Facilities and the Resulting Risk-Based Capital Treatment
FIL-17-2006: Capital Standards: Joint Final Rule on Securities Borrowing Transactions
FIL-25-2006: Complex Structured Finance Activities: Interagency Statement on Sound Practices for Activities With Elevated Risk
FIL-107-2007: Risk-Based Capital Rules: Final Rule on Advanced Capital Adequacy Framework – Basel II
FIL-144-2008: Regulatory Capital Standards Deduction of Goodwill Net of Associated Deferred Tax Liability
FIL-1-2009: Monitoring the Use of Funding from Federal: Financial Stability and Guaranty Programs
FIL-36-2009: Regulatory Capital Standards: Interim Final Rule for Mortgages Modified Under the Making Home Affordable Program
FIL-37-2009: Funding and Liquidity Risk Management: Proposed Interagency Guidance
FIL-49-2009: Regulatory Capital Standards: Notice of Proposed Rulemaking Regarding Risk-Based Capital: Impact of Modifications to Generally Accepted Accounting Principles, Consolidation of Asset-Backed Commercial Paper Programs, and Other Related Issues
FIL-67-2009: Regulatory Capital Standards: Final Rule for Mortgages Modified Under the Making Home Affordable Program
FIL-7-2010: Clarification of the Risk Weights for FDIC Claims and Guarantees
FIL-87-2010: Proposed Rule on Risk-Based Capital Standards: Market Risk
FIL-88-2010: Proposed Rule on Advanced Capital Adequacy Framework-Basel II; Establishment of a Risk-Based Capital Floor
FIL-21-2011: Margin and Capital Requirements for Covered Swap Entities
FIL-36-2011: Retail Foreign Exchange Transactions
FIL-48-2011: Risk-Based Capital Standards: Final Rule on Advanced Capital Adequacy Framework-Basel II; Establishment of a Risk-Based Capital Floor
FIL-55-2011: Retail Foreign Exchange Transactions
FIL-75-2011: Risk-Based Capital Rules: Proposed Rule on Risk-Based Capital Standards: Market Risk; Alternatives to Credit Ratings for Debt and Securitization Positions
FIL-24-2012: Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule; Market Risk Capital Rule
FIL-25-2012: Regulatory Capital Rules: Regulatory Capital, Implementation of Basel III, Minimum Regulatory Capital Ratios, Capital Adequacy, and Transition Provisions
FIL-26-2012: Regulatory Capital Rules: Final Rule on Risk-Based Capital Standards: Market Risk
FIL-31-2013: Regulatory Capital Rules: Regulatory Capital, Implementation of Basel III, Capital Adequacy, Transition Provisions, Prompt Corrective Action; Standardized Approach for Risk-Weighted Assets; Market Discipline and Disclosure Requirements
FIL-32-2013: Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule and Market Risk Capital Rule
FIL-33-2013: Regulatory Capital Rules: Regulatory Capital, Enhanced Supplementary Leverage Ratio Standards for Certain Bank Holding Companies and their Subsidiary Insured Depository Institutions
FIL-34-2012: Investments in Corporate Debt Securities by Savings Associations FIL-27-2012: Regulatory Capital Rules: Standardized Approach for Risk-Weighted Assets; Market Discipline and Disclosure Requirements
FIL-36-2013: Teleconference for Community Banks on the Interim Final Capital Rule
FIL-41-2013: Proposed Regulatory Capital Reporting Changes
FIL-42-2013: Proposed Regulatory Capital Reporting Changes
FIL-52-2013: Liquidity Coverage Ratio: Proposed Rule
FIL-54-2013: Regulatory Capital Estimation Tool for Community Banks
FIL-58-2013: Volcker Rule: Prohibitions on Proprietary Trading and Certain Relationships with Hedge Funds and Private Equity Funds
FIL-62-2013: Statement Regarding Treatment of Certain Collateralized Debt Obligations Backed by Trust Preferred Securities under the Rules implementing Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
FIL-18-2014: Regulatory Capital Rules
FIL-19-2014: Regulatory Capital Rules: Regulatory Capital, Enhanced Supplementary Leverage Ratio Standards for Certain Bank Holding Companies and their Subsidiary Insured Depository Institutions
FIL-31-2014: Proposed Regulatory Capital Reporting Changes (Banker Teleconference Presentation and Transcript added Aug. 4, 2014)
FIL-32-2014: Proposed Regulatory Capital Reporting Changes (Banker Teleconference Presentation and Transcript added Aug. 4, 2014)
FIL-47-2014: Margin and Capital Requirements for Covered Swap Entities
FIL-45-2014: Regulatory Capital Rules: Regulatory Capital, Revisions to the Supplementary Leverage Ratio
FIL-46-2014: Liquidity Coverage Ratio: Final RuleFIL-20-2014: Regulatory Capital, Proposed Revisions to the Supplementary Leverage Ratio
FIL-8-2015: Regulatory Capital Reporting Changes – Teleconference Scheduled for February 25
FIL-10-2015: Regulatory Capital Reporting Changes
FIL-61-2015: Margin and Capital Requirements for Covered Swap Entities
FIL-10-2016: Interest Rate Risk Videos Updated
FIL-34-2017: Regulatory Capital Rules: Retention of Certain Existing Transition Provisions for Banking Organizations That Are Not Subject to the Advanced Approaches Capital Rules
Disaster Relief
FIL-87-2005: Hurricane Katrina: Checks Issued by Social Security Administration
FIL-101-2005: Regulatory Relief: Information for Bankers in Hurricane-Affected Areas
FIL-12-2006: Hurricane Katrina Examiner Guidance: Interagency Supervisory Guidance for Institutions Affected by Hurricane Katrina
FIL-14-2007: Hurricane Katrina: Reminder of Supervisory Guidance for Financial Institutions Affected by Hurricane Katrina
FIL-24-2010: Guidance for Financial Institutions Working With Borrowers in the Gulf Coast Region Affected by a “Spill of National Significance”
FIL-60-2011: A Reminder to Institutions Preparing for Hurricane Irene: Lessons Learned from Hurricane Katrina
FIL-47-2012: Regulatory Relief: Meeting the Financial Needs of Customers Affected by Hurricane Sandy and its Aftermath
FIL-4-2013: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Mississippi Affected by Severe Storms, Tornadoes, and Flooding
FIL-19-2013: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Illinois Affected by Severe Storms, Straight-Line Winds, and Flooding
FIL-20-2013: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Oklahoma Affected by Severe Storms and Tornadoes
FIL-34-2013: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Colorado Affected by Wildfires
FIL-39-2013: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Colorado Affected by Severe Storms, Flooding, Landslides, and Mudslides
FIL-55-2013: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Illinois Affected by Severe Storms, Straight-Line Winds, and Tornadoes
FIL-12-2014: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Washington State Affected by Flooding and Mudslides
FIL-22-2014: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Arkansas Affected by Severe Storms, Tornadoes, and Flooding
FIL-23-2014: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Mississippi Affected by Severe Storms, Tornadoes, and Flooding
FIL-24-2014: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Alabama Affected by Severe Storms, Tornadoes, Straight-Line Winds, and Flooding
FIL-25-2014: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Florida Affected by Severe Storms, Tornadoes, Straight-line Winds, and Flooding
FIL-48-2014: Regulatory Relief: Guidance to Help Financial Institutions and Facilitate Recovery in Areas of Michigan Affected by Severe Storms and Flooding
Fraud
FIL-19-96: Special Alert/Fraudulent Instruments
FIL-57-96: Special Alert/Marshall Islands “Bank Guarantee” Instruments
FIL-66-96: Special Alert/Fraudulent Bank Instruments
FIL-81-96: Special Alert/Suspicious Activity
FIL-104-96: Special Alert/Fraudulent Instruments
FIL-53-97: Special Alert/Missing Stock Certificates of Bell Atlantic Corporation
FIL-65-97: Special Alert/Certified Bankers Note
FIL-66-97: Special Alert/Entities That May Be Conducting Banking Operations in the United States Without Authorization
FIL-62-98: Special Alert/Stolen United States Treasury Checks
FIL-98-98: Special Alert/Pretext Phone Calling
FIL-117-98: Special Alert/Fraudulent Financial Instruments
FIL-127-98: Special Alert/Certified Documentary Draft/Comptroller Warrant
FIL-8-99: Special Alert/ “Safe and Sound Bank and Thrift Rating System”
FIL-46-2000: Special Alert/Safekeeping Receipts
FIL-52-2000: Special Alert/Missing Cashier’s Checks
FIL-76-2000: Special Alert/Missing Official Checks
FIL-93-2000: Special Alert/Stolen International Money Orders
FIL-11-2001: Special Alert/Entities That May Be Conducting Banking Operations in the United States Without Authorization
FIL-15-2001: Special Alert/Entities That May Be Conducting Banking Operations in the United States Without Authorization
FIL-36-2001: Special Alert/Missing Cashier’s Checks
FIL-43-2001: Special Alert/Fictitious Invoices
FIL-52-2001: Special Alert/Fictitious Regulatory Agency Issuances
FIL-93-2001: Special Alert/Entities That May Be Conducting Banking Operations Without Authorization
FIL-95-2001: Special Alert/Securities and Exchange Commission Suit Against Robert L. Bentley, Entrust Group, and Bentley Financial Services, Inc.
FIL-105-2001: Special Alert/ Entities That May Be Conducting Banking Operations Without Authorization
FIL-12-2012: Special Alert/Counterfeit Official Bank Checks
FIL-15-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-21-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-28-2002: Special Alert/Counterfeit Personal Money Orders
FIL-42-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-47-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-50-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-71-2002: Special Alert/Missing Cashier’s Checks
FIL-80-2002: Special Alert/Missing Cashier’s Checks
FIL-87-2002: Special Alert/Entities That May Be Conducting Banking Operations Without Authorization
FIL-93-2002: Special Alert/Americrest Bank & Trust – Fictitious Official Checks and Certified Checks
FIL-95-2002: Special Alert/Unauthorized Sale of Samoan Banking Licenses
FIL-97-2002: Special Alert/Maryland Investments Club – Internet Investment Scheme
FIL-99-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-105-2002: Special Alert/Stolen US Savings Bonds
FIL-138-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-144-2002: Special Alert/Counterfeit Cashier’s Checks
FIL-145-2002: Special Alert/Stolen Cashier’s Checks
Information Technology
FIL-68-97: Corporate Business Resumption and Contingency Planning
FIL-131-97: Security Risks Associated with the Internet
FIL-43-2000: Security Standards for Customer Information
FIL-63-2000: Online Banking: Tips for Safe Banking Over the Internet – An FDIC Brochure for Bank Customers
FIL-81-2000: Risk Management of Technology Outsourcing
FIL-22-2001: Security Standards For Customer Information
FIL-68-2001: 501(b) Examination Guidance
FIL-70-2001: Online Delivery of Banking Services
FIL-118-2002: New Examination Procedures for Assessing Information Technology Risk
FIL-11-2003: New Information Security Guidance for Examiner and Financial Institutions
FIL-40-2003: New Guidance for Examiners and Financial Institutions on Business Continuity Planning and Supervision of Technology Service Providers
FIL-63-2003: Federal Bank and Thrift Regulatory Agencies Seek Comment on Interagency Guidance on Identity Theft Response Programs
FIL-83-2003: FFIEC Information Technology Examination Handbook
FIL-73-2004: Notice of Proposed Rulemaking on Disposal of Consumer Information
FIL-89-2004: New Guidance for Examiners, Financial Institutions and Technology Service Providers on Management and Outsourcing Technology Services
FIL-132-2004: Study on “Account-Hijacking” Identity Theft and Suggestions for Reducing Online Fraud
FIL-81-2005: Information Technology Risk Management Program (IT-RMP): New Information Technology Examination Procedures
FIL-100-2007: Identity Theft Red Flags: Interagency Final Regulation and Guidelines
FIL-105-2008: Identity Theft Red Flags, Address Discrepancies, and Change of Address Regulations: Examination Procedures
FIL-21-2014: Webinar on Senior Management’s Role in Cybersecurity
FIL-9-2015: Business Continuity Planning Booklet Appendix J Update to FFIEC IT Examination Handbook Series
FIL-48-2015: Cybersecurity Awareness Month- Industry Teleconference
FIL-54-2015: Updated FFIEC Management Booklet Part of IT Examination Handbook Series
FIL-19-2016: Technical Assistance Video on Outsourcing Technology Services
FIL-31-2016: Mobile Financial Services: Update to FFIEC IT Examination Handbook Series
FIL-72-2016: Cybersecurity Awareness Month- Industry Webinar
Large Bank Supervision
FIL-47-2011: Guidance: Proposed Guidance on Stress Testing for Banking Organizations with More Than $10 Billion in Total Consolidated Assets
FIL-7-2012: Company-Run Stress Tests Required by the Dodd-Frank Act
FIL-37-2013: Proposed Interagency Guidance on Company-Run Stress Tests
FIL-49-2013: Annual Stress-Test Reporting Template and Documentation for Covered Banks with Total Consolidated Assets of $10 Billion to $50 Billion
Office of Foreign Asset Control (OFAC)
FIL-36-95: Economic Sanctions
FIL-88-2001: Special Alert/Foreign Assets Control Act/Updated to Executive Order Targeting Terrorist Assets
FIL-111-2002: Foreign Assets Control Act/Frequently Asked Questions
FIL-19-2003: Specially Designated Nationals and Blocked Persons
FIL-29-2003: Foreign Assets Control Act/Foreign Entity Subject to Import Banks
FIL-34-2003: Blocked Property and Assets of Transporting, LLC
FIL-37-2003: Comprehensive Guidelines for License Applications to Engage in Travel-Related Transactions Involving Cuba
FIL-38-2003: Specially Designated Nationals and Blocked Persons
FIL-39-2003: General Licenses Issued Under Iraqi Sanctions and Termination of Emergency in Unita
FIL-45-2003: Foreign Assets Control Act/Amended Iraqi Sanctions, Presidential Order to Protect the Development Fund for Iraq and Foreign Entities Subject to Import Ban
FIL-46-2003: Foreign Assets Control Act/Facilitation of Non-Commercial Humanitarian Funds Transfer (Iraq)
FIL-70-2003: Foreign Assets Control Act/General Licenses Issued Under Burmese Sanctions Regulations
FIL-78-2003: Foreign Assets Control Act/General License Under Iraqi Sanctions Regulations
FIL-97-2003: Burma and Two Burmese Banks Are Considered “Primary Money Laundering Concerns”
FIL-3-2004: General License Issued Under Iranian Sanctions
FIL-23-2004: General License Issued Under Libyan Sanctions Regulations, and Specially Designated Nationals and Blocked Persons
FIL-34-2004: Specially Designated Nationals and Blocked Persons, and Amended Iraqi General Licenses
FIL-35-2004: Specially Designated Nationals and Blocked Persons
FIL-39-2004: Import Bank for Entities Subject to Weapons of Mass Destruction Trade Control Regulations
FIL-40-2004: General License Issued Under Libyan Sanctions Regulations
FIL-56-2004: Executive Order Issued Blocking Property and the Export of Goods to Syria
FIL-75-2004: Cuban Asset Control Regulations
FIL-78-2004: General Licenses Issued under the Cuban Assets Control Regulations
FIL-109-2004: OFAC Sanctions Against Libya Lifted
FIL-15-2005: Cuban Assets Control Regulations
FIL-9-2006: Office of Foreign Assets Control: Enforcement Guidelines
FIL-84-2006: Office of Foreign Assets Control: Amendment to Iranian Transactions Regulations
FIL-95-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-96-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-97-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-98-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-107-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-108-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-114-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-115-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Person
FIL-116-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-117-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-118-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-119-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-121-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-122-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-123-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-124-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-130-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-133-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-135-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-136-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-137-2008: Office of Foreign Assets Control: Specially Designated Nationals and Blocked Persons
FIL-140-2008: Office of Foreign Assets Control: Treasury Revokes Iran’s “U-Turn” License
Other Risk Management Supervision
FIL-5-95: Loans to Executive Officers
FIL-8-96: Executive Benefits
FIL-61-96: Agricultural Loans
FIL-79-96: Safety and Soundness
FIL-17-97: Common Questions and Answers on “Camels”
FIL-20-97: Final Rule on Recordkeeping and Confirmation Requirements for Securities Transactions
FIL-85-97: U.S. Treasury Securities
FIL-45-97: Loans to Executive Officers, Directors and Principal Shareholders
FIL-115-98: Revised Trust Examination Rating System
FIL-41-2000: Deposit Broker Alert
FIL-1-2001: Activities of Insured Depository Institutions
FIL-2-2001: Abbreviated Small Bank Report of Examination
FIL-16-2001: Deposit Brokers
FIL-18-2001: Uniform Commercial Code
FIL-34-2002: FDIC Adopts Final Policy Statement on Minority Depository Institutions
FIL-143-2002: Regional/Area Office and Field Territory Responsibilities
FIL-40-2005: International Banking: Final Rule Relating to International Banking
FIL-73-2005: Examination Treatment of Assets Related to Tobacco Transition Payment Program
FIL-98-2006: Environmental Liability: Updated Guidelines for An Environmental Risk Program
FIL-25-2007: Transfer Agent Forms: Electronic Filing of Transfer Agent Forms by FDIC-Supervised Registered Transfer Agents
FIL-87-2007: FIL-87-2007: Garnishment and Exempt Federal Benefit Funds Proposed Interagency Guidance
FIL-90-2007: Examination Cycle: Joint Final Rules on Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks
FIL-99-2007: Personal Securities Transactions: Quarterly Reporting of Bank Officers’ and Certain Employees’ Personal Securities Transactions
FIL-66-2008: Expanded Guidelines for Providing Technical Assistance to Minority Depository Institutions
FIL-104-2008: Trust Examination Manual: Revised FDIC Trust Examination Manual is Available
FIL-131-2008: Appraisal and Evaluation Guidelines: Proposed Revisions to the Interagency Appraisal and Evaluation Guidelines and Request for Comments
FIL-5-2009: Interest Rate Restrictions on Institutions That are Less Than Well-Capitalized: Notice of Proposed Rulemaking
FIL-24-2009: Consideration of the Special Assessment When Analyzing and Rating Financial Institutions
FIL-25-2009: Interest Rate Restrictions on Institutions That are Less Than Well Capitalized: Final Rule
FIL-32-2009: Third-Party Referrals Promising Above-Market Rates on Certificates of Deposit
FIL-55-2009: FDIC Proposed Correspondent Concentration Risks Guidance: Agencies Request Comment
FIL-62-2009: Determining Conformance With Interest Rate Restrictions for Less Than Well Capitalized Institutions
FIL-68-2009: Interagency Commercial Real Estate Loan Workouts Seminar Scheduled
FIL-70-2009: Brokered Deposits and Interest-Rate Restrictions: Telephone Seminar for Financial Institution Officers and Employees
FIL-37-2010: Alert on FHFA Statement Relative to Concerns With Certain Energy Lending Programs
FIL-7-2011: Interagency Notice of Proposed Rulemaking: Incentive-Based Compensation Arrangements
FIL-13-2011: Reminder on Examinations
FIL-71-2011: Seminar on Commercial Real Estate Loan Workouts and Related Accounting Issues
FIL-38-2012: FDIC Advisory on Effective Credit Risk Management Practices for Purchased Loan Participations
FIL-11-2013: Appraisal Requirements for Higher-Priced Mortgage Loans and Resources Regarding Other CFPB Mortgage-Related Rulemakings
FIL-23-2013: Banker Teleconference on Leveraged Lending Guidance
FIL-7-2014: Recordkeeping and Confirmation Requirements for Securities Transactions
FIL-55-2014: Credit Risk Retention: Final Rule
FIL-17-2015: Industry Call Regarding Guidance on Identifying, Accepting, and Reporting Brokered Deposits
FIL-46-2016: Technical Assistance Video on Corporate Governance
FIL-50-2016: FDIC Seeking Comment on Proposed Guidance for Third-Party Lending
FIL-2-2017: Examination Cycle: Joint Final Rules on Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks
FIL-29-2017: Appraisal Threshold for Commercial Real Estate Transactions
FIL-44-2017: Joint Notice of Proposed Rulemaking: Securities Transactions Settlement Cycle
Supervisory Insights Journal
FIL-31-2011: Supervisory Insights Journal: Special Foreclosure Edition Now Available
FIL-22-1012: Supervisory Insights Journal: Summer 2012 Issue Now Available
FIL-52-2012: Supervisory Insights Journal: Winter 2012 Issue Now Available
FIL-22-2013: Supervisory Insights Journal: Summer 2013 Issue Now Available
FIL-60-2013: Supervisory Insights Journal: Winter 2013 Issue Now Available
FIL-42-2014: Supervisory Insights Journal: Summer 2014 Issue Now Available
FIL-61-2014: Supervisory Insights Journal: Winter 2014 Issue Now Available
FIL-36-2015: Supervisory Insights Journal: Summer 2015 Issue Now Available
FIL-9-2016: Supervisory Insights Journal: Winter 2015 Issue Now Available
FIL-23-2016: Supervisory Insights Journal: Summer 2016 Issue Now Available
FIL-57-2016: Supervisory Insights Journal: Special Corporate Governance Edition Now Available
FIL-12-2017: Supervisory Insights Journal: Winter 2016 Issue Now Available
FIL-39-2017: Supervisory Insights Journal: Summer 2017 Issue Now Available